Imprint

Quoniam Asset Management GmbH
Westhafen Tower, Westhafenplatz 1
60327 Frankfurt am Main

Phone +49 (0)69 74384 0
Fax +49 (0)69 74384 288
email: info@quoniam.com


Managing Partners

Nigel Cresswell (CEO)
Dr Alexander Beck
Jonathan Clenshaw
Dr Volker Flögel
Silke Weiser-Walther

Commercial register Frankfurt am Main

HRB-Nr. 17579

Supervisory Board Chairman

Dr Frank Engels
Member of the Board of Managing Directors Union Asset Management Holding AG, Frankfurt am Main.

Responsible supervisory authorities

Federal Financial Supervisory Authority (BaFin),
Marie-Curie-Str. 24-28
60439 Frankfurt
Germany
Phone +49 (0)228 207 0
Fax +49 (0)228 207 1550
www.bafin.de
BaFin-ID 10116298

German Federal Bank (Deutsche Bundesbank)
Headquarter Frankfurt am Main
Taunusanlage 5
60329 Frankfurt am Main
Germany
www.bundesbank.de

FCA Head Office
12 Endeavour Square
London E20 1JN
https://www.fca.org.uk/

Quoniam’s UK branch is authorised by the Financial Conduct Authority (FCA) (FRN 966627) and registered in England and Wales (registration number: BR017057) at 110 New Bridge Street, London EC4V 6JL.

VAT ID

DE 195743345

Whistleblower system

Quoniam has implemented a whistleblower system to which both employees and third parties (e.g. customers, suppliers, external employees) can turn if they have suspicions of criminal acts or other irregularities that could lead to damage to Quoniam’s reputation or assets. The procedure ensures the confidentiality of the identity of the whistleblower. As a result of using the whistleblowing system, the whistleblower does not have to fear any negative consequences, except in the case of demonstrably intentional misuse of the whistleblowing system.

Please feel free to contact us if something seems unusual to you. We will listen to you and investigate your tip.

You also have the option of contacting our internal or external ombudsman. You will not incur any costs by contacting us. As far as the facts of the case allow, you will be informed about the progress of the matter.

Internal Ombudsmann
Dr Jörg Rößler
Personal/Confidential/Anonymous

Head of Compliance Department
Weißfrauenstr. 7
60311 Frankfurt am Main / Germany
Tel.: +49 (0) 69 3257 2542
E-Mail: Zentrale.Stelle@union-investment.de

External Ombudsmann
Buchert Jacob Partner Rechtsanwälte Partnerschaftsgesellschaft mbB
Kaiserstraße 22
60311 Frankfurt am Main / Germany

Office: +49 (0) 69 710 33 330

Attorney at Law Dr Rainer Buchert
Tel.: +49 (0) 6105-921 355
E-Mail: dr-buchert@dr-buchert.de

Attorney at Law Dr Caroline Jacob
Tel.: +49 (0) 69 710 33 534
E-Mail: dr-jacob@dr-buchert.de

Contact form: https://www.ombudsperson-frankfurt.de/en/contactform/

Concept, Design and Development
Visionaere GmbH · www.visionaere.de